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SEC Regulations – An introductory guide

SEC Regulations – An introductory guide


SKU: 6037
  • An introduction to the SEC (Securities and Exchange Commission)
  • Explains in easy-to-understand terms what the SEC rules are and the steps your organization should take to comply
  • Gives strategic, business-focused guidance and advice relevant to the SEC
  • Covers who the SEC rules apply to and why being non-compliant will result in missed business opportunities

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